Support for listed entities & market participants.
"ASX and Corporations Act compliance is a major source of stress for many listed entities. The rules are complex, expectations are shifting, and the risks are real. But it can be simplified.
When approached strategically, compliance becomes a differentiator. It builds trust, strengthens governance signals, and contributes directly to enterprise value and stakeholder engagement."
Owen Rayner, Principal
Owen has over decade of experience in regulatory leadership including senior oversight roles of disclosure and transaction standards of Australia’s mining and resources sector.
ASX Compliance Resources
Instantly cut through noise and pinpoint continuous disclosure risk.
ASX inQUERY transforms the universe of ASX-aware letters into simplified, structured, and searchable data.
Instantly surface key compliance trends, isolate specific regulatory concerns, and benchmark disclosure practices—fast. It's the smarter way to understand market risk and stay ahead in the continuous disclosure landscape.
FAQs
How do you assist with continuous disclosure obligations?
We advise on the threshold for market-sensitive information and help implement internal protocols to manage, document, and immediately release material information, minimizing regulatory risk and ensuring market integrity.
Do you support small-cap listed entities?
Yes. Our multidisciplinary practice is well-suited to support small-cap entities. We offer agile, professional services tailored to the unique challenges and opportunities faced by businesses pursuing speculative growth models.
What is your experience with managing ASIC/ASX queries?
Our team of former regulators has direct experience managing ASIC and ASX inquiries regarding disclosure, transactions, and compliance, ensuring a strategic and credible response.
RGC Ready Legal
Streamlined onboarding and standard terms to help you stay compliant and report with confidence.
RGC Launch ASX inQUERY
RGC is proud to introduce ASX inQUERY — an interactive data tool designed to transform ASX Aware letter responses into structured, searchable insights. Users can explore key elements such as the trigger for each letter, the ASX listing rules cited, the entities involved, and the relevant time periods.
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