Former ASIC & Treasury Regulators
ASX Continuous Disclosure Support When It Matters
Expert legal support for ASX Aware letters, disclosure obligations, and ASIC matters.
Why disclosure is hard
- Materiality judgments are subjective and context-dependent
- ASX Aware letters have tight deadlines (24–48 hours)
- ASIC enforcement has intensified
- Digital disclosure requirements evolving rapidly
The stakes
ASIC investigations, ASX suspension, shareholder class actions, and reputational damage.
A law firm built for this
Our principals held senior regulatory and policy roles at ASIC and Commonwealth Treasury, with direct experience in capital markets oversight and continuous disclosure enforcement.
Owen Rayner — 10+ years at ASIC and Treasury. Senior regulator responsible for capital markets oversight.
Chelsea Ta — 10+ years at ASIC. Specialist in regulatory compliance and enforcement.
How we support listed entities
ASX Aware Letter Response
Expert legal response within 4 business hours. Materiality assessment, response strategy, and defensible submissions.
Continuous Disclosure Advisory
Real-time disclosure advice, quarterly and half-year report review, and board training on materiality judgements.
Disclosure Investigation Response
Investigation notice analysis, evidence gathering, professional ASIC engagement, and remediation support.
RGC Onside — Listed Entity Edition
Managed disclosure execution with real-time progress tracking, ASX rule change monitoring, and expert oversight with legal escalation.
“We understand regulatory expectations from direct oversight experience, not interpretation. Our clients get advice shaped by years inside the system.”
Common questions
What should I do immediately after receiving an ASX Aware letter?
Contact us as soon as possible. ASX queries typically require response within 24-48 hours. We'll analyse the query, assess your disclosure position, and develop a response strategy promptly.
What if we're already under ASIC investigation?
Contact us immediately. We'll work with your legal counsel (or provide direct representation) to develop an investigation response strategy and manage ASIC engagement.
How is RGC different from other law firms?
We're former ASIC regulators who enforced continuous disclosure rules. We understand regulatory expectations from direct oversight experience, not interpretation.
Can you help with routine quarterly reporting?
Yes. Our ongoing advisory service includes quarterly and half-year report review, ASX announcement drafting, and proactive disclosure advice.
How much do your services cost?
It depends on your needs and engagement model. Contact us for a tailored quote.
Get expert ASX disclosure support
Work with former regulators who understand both the rules and how ASIC enforces them.
We respond within 4 business hours for urgent disclosure matters.