Investigations handled without losing focus.
"Responding to a regulatory notice is often the most critical point of engagement. An unstrategic or delayed response can escalate a minor inquiry into a major issue. Our role is to establish an immediate, credible defence, ensuring every submission is precise, legally sound, and strategically aligned with your long-term interests."
Owen Rayner, Principal & Head of Regulation Advisory
Owen is a senior regulatory specialist with over 10 years of enforcement and compliance experience.
Investigation Resources
FAQs
What is RGC's core focus when managing an investigation?
Our focus is establishing a legally defensible foundation immediately. We manage both external regulatory inquiries using proven, regulator-developed methodologies.
Can you assist with the post-investigation remediation?
Yes. We advise on implementing robust remediation plans, controls, and governance changes that satisfy regulatory expectations and prevent recurrence, demonstrating concrete corrective action.
RGC Ready Legal
Streamlined onboarding and standard terms to help you stay compliant and report with confidence.